RCS Capital Corporation and Cetera Financial Holdings, Inc.

Case No. 16-10223

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Case Background

On January 31, 2016, RCS Capital Corporation and eleven affiliated debtors (collectively, the "RCS Debtors") each filed a voluntary petition for relief under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware. The cases are pending before the Honorable Mary F. Walrath, and are jointly administered under Case No. 16-10223.

On March 26, 2016, nineteen additional debtors (collectively, the “Cetera Debtors”) each filed a voluntary petition for relief under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware.

On September 30, 2016, a final decree was signed closing the cases of the Cetera Debtors.  The cases of the RCS Debtors remain open pending further order.

Important Information & Dates

Hearing on First Day Motions of the Cetera Debtors

A hearing on the Cetera Debtors' First Day Motions was held on March 29, 2016 at 3:00 p.m. (ET) before the Honorable Mary F. Walrath, United States Bankruptcy Court for the District of Delaware, 824 North Market Street, 5th Floor, Courtroom No. 4, Wilmington, Delaware 19801.

Please click below to view and download the Cetera Debtors' First Day Motions and Orders:

Cetera Debtors First Day Motions

Cetera Debtors First Day Orders

Hearing on First Day Motions of the RCS Debtors

A hearing on the RCS Debtors' First Day Motions was held on February 2, 2016 at 12:30 p.m. (ET) before the Honorable Mary F. Walrath, United States Bankruptcy Court for the District of Delaware, 824 North Market Street, 5th Floor, Courtroom No. 4, Wilmington, Delaware 19801.

A final hearing on certain of the RCS Debtors' First Day Motions was held on February 24, 2016 at 11:30 a.m. (ET).

Please click below to view and download the RCS Debtors' First Day Motions and Orders:

RCS Debtors First Day Motions

RCS Debtors First Day Orders

Deadline to File Claims against RCS Debtors

The Bankruptcy Court has set the following deadlines for filing proofs of claim against the RCS Debtors:

General Bar Date (all creditors other than Governmental Units): March 31, 2016 at 5:00 p.m. (ET)

Governmental Unit Bar Date: July 29, 2016 at 5:00 p.m. (ET)

Click on "Submit a Claim" above to download a proof of claim form and for more information regarding filing a claim against the RCS Debtors.

Dates

DonwlaodClaim
May 23 2016 Plan Effective Date May 23, 2016 Notice of Effe... Add to Calendar
+ SHOW ALL DATES
January 31 2016 __
Petition Date for RCS Debtors Voluntary Petitions Add to Calendar
February 2 2016 12:30 p.m. (ET)
First Day Hearing Notice of Hearing Notice of Hearing to Consider First Day Pleadings Filed by RCS Capital Corporation. Hearing scheduled for 2/2/2016 at 12:30 PM at US Bankruptc... Add to Calendar
February 24 2016 11:30 a.m. (ET)
Final Hearing on Certain First Day Motions Amended Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation, et al.,. Hearing scheduled for 2/24/2016 at 11:30 AM at US Bankruptc... Add to Calendar
March 16 2016 10:30 a.m. (ET)
Omnibus Hearing Amended Notice of Agenda of Matters Scheduled for Hearing (related document(s)300) Filed by RCS Capital Corporation, et al.,. Hearing scheduled for 3/16/2016 at... Add to Calendar
March 21 2016 12:30 p.m. (ET)
Disclosure Statement Hearing Notice of Adjourned/Rescheduled Hearing //Second Notice of Rescheduled Hearing to Consider Approval of Amended Disclosure Statement With Respect to Joint Plan o... Add to Calendar
March 26 2016 __
Petition Date for Cetera Debtors Cetera Petitions Add to Calendar
March 29 2016 3:00 p.m. (ET)
First Day Hearing (Cetera Debtors) Notice of Hearing to Consider First Day Pleadings with Respect to the Cetera Debtors Filed by RCS Capital Corporation. Hearing scheduled for 3/29/2016 at 03:00... Add to Calendar
March 31 2016 5:00 p.m. (ET)
General Bar Date Notice of Bar Date //Notice to All Creditors of Bar Dates for Filing Proofs of Claim Filed by RCS Capital Corporation, et al.,. Proofs of Claims due by 3/31/201... Add to Calendar
April 11 2016 10:30 a.m. (ET)
Omnibus Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 4/11/2016 at 10:30 AM at US Bankruptcy Court, 824 Mark... Add to Calendar
April 20 2016 9:30 a.m. (ET)
Cancelled: Final Hearing on Certain First Day Motions for Cetera Debtors April 20 Hearing Docs Add to Calendar
May 5 2016 11:30 a.m. (ET)
Confirmation Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by Cetera Debtors, RCS Capital Corporation. Hearing scheduled for 5/3/2016 at 11:30 AM at US Bankruptcy ... Add to Calendar
May 23 2016 May 23, 2016
Plan Effective Date Notice of Effective Date Notice of (1) Entry of (I) Order Approving the Cetera Debtors Solicitation and Disclosure Statement and (II) Findings of Fact, Conclusi... Add to Calendar
June 2 2016 11:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
July 6 2016 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED/RESCHEDULED. Notice of Agenda of Matters Scheduled for Hearing. Filed by RCS Capital Corporation. Hearing scheduled for 7/6/2016 at 11:30 AM a... Add to Calendar
July 29 2016 5:00 p.m. (ET)
Governmental Bar Date Notice of Bar Date //Notice to All Creditors of Bar Dates for Filing Proofs of Claim Filed by RCS Capital Corporation, et al.,. Proofs of Claims due by 3/31/201... Add to Calendar
August 16 2016 10:30 a.m. (ET)
Final Fee Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
September 20 2016 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
October 31 2016 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
November 29 2016 11:30 a.m. (ET)
Omnibus Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 11/29/2016 at 11:30 AM at US Bankruptcy Court, 824 Mar... Add to Calendar
December 22 2016 11:30 a.m. (ET)
Omnibus Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 12/22/2016 at 11:30 AM at US Bankruptcy Court, 824 Mar... Add to Calendar
January 25 2017 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
February 23 2017 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
March 23 2017 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
April 11 2017 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
May 12 2017 10:30 a.m. (ET)
CANCELLED - Omnibus Hearing HEARING CANCELLED/RESCHEDULED. Notice of Agenda of Matters Scheduled for Hearing. Filed by RCS Capital Corporation. Hearing scheduled for 5/12/2017 at 10:30 AM ... Add to Calendar
July 24 2017 10:30 a.m.
CANCELLED - Omnibus Hearing HEARING CANCELLED/RESCHEDULED. Notice of Agenda of Matters Scheduled for Hearing. (related document(s)1190) Filed by RCS Capital Corporation. Hearing scheduled ... Add to Calendar
September 28 2017 10:30 a.m. (ET)
CANCELLED - Omnibus Hearing HEARING CANCELLED/RESCHEDULED. Notice of Agenda of Matters Scheduled for Hearing. Filed by RCS Capital Corporation. Hearing scheduled for 4/11/2017 at 10:30 AM ... Add to Calendar
December 18 2017 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
February 6 2018 10:30 a.m. (ET)
Omnibus Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 2/6/2018 at 10:30 AM at US Bankruptcy Court, 824 Marke... Add to Calendar
May 16 2018 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
July 16 2018 10:30 a.m. (ET)
Omnibus Hearing Order Scheduling Omnibus Hearings. All hearings will be held at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware (Related docume... Add to Calendar
December 27 2018 2:00 p.m. (ET)
Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 12/27/2018 at 02:00 PM at US Bankruptcy Court, 824 Mar... Add to Calendar
January 31 2019 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by RCS Capital Corporation. Hearing scheduled ... Add to Calendar
February 19 2019 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by RCS Capital Corporation. Hearing scheduled ... Add to Calendar
December 20 2019 10:00 a.m. (ET)
Status Conference Amended Notice of Agenda of Matters Scheduled for Hearing Filed by RCS Capital Corporation. Hearing scheduled for 12/20/2019 at 10:00 AM at US Bankruptcy Court,... Add to Calendar
June 24 2020 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by RCS Capital Corporation. Hearing scheduled ... Add to Calendar
October 6 2020 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED- Notice of Adjourned Hearing. The following original hearing has been adjourned. Filed by The RCS Creditor Trust. Hearing scheduled for 10/6/2... Add to Calendar
November 2 2020 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by The RCS Creditor Trust. Hearing scheduled f... Add to Calendar
March 24 2021 11:30 a.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by The RCS Creditor Trust. Hearing scheduled f... Add to Calendar
April 21 2021 3:00 p.m. (ET)
Omnibus Hearing Amended Notice of Agenda of Matters Scheduled for Hearing Filed by The RCS Creditor Trust. Hearing scheduled for 4/21/2021 at 03:00 PM at US Bankruptcy Court, 8... Add to Calendar
June 30 2021 3:00 p.m. (ET)
Omnibus Hearing Motion to Extend Motion of the Reorganized Debtor for Entry of an Order, Pursuant to Bankruptcy Rules 9006 and 9027, Extending the Period Within Which the Reor... Add to Calendar
November 10 2021 3:00 p.m. (ET)
Omnibus Hearing Notice of Hearing on Hearing scheduled for 11/10/2021 at 03:00 PM at US Bankruptcy Court, 824 Market St., 5th Fl., Courtroom #4, Wilmington, Delaware. The case ... Add to Calendar
December 22 2021 10:30 a.m. (ET)
Omnibus Hearing Notice of Agenda of Matters Scheduled for Hearing Filed by The RCS Creditor Trust. Hearing scheduled for 12/22/2021 at 10:30 AM at US Bankruptcy Court, 824 Mark... Add to Calendar
June 23 2022 2:00 p.m. (ET)
Cancelled: Omnibus Hearing HEARING CANCELLED. Notice of Agenda of Matters not going forward. The following hearing has been cancelled. Filed by The RCS Creditor Trust. Hearing scheduled f... Add to Calendar

Parties

Debtors' Counsel

  • Dechert LLP

    1095 Avenue of the Americas
    New York, NY   10036
    https://www.dechert.com/
    Phone: 212.698.3500
    Fax: 212.698.3599

    Michael J. Sage
    Shmuel Vasser
    Stephen M. Wolpert
    Andrew C. Harmeyer

  • Young Conaway Stargatt & Taylor, LLP

    1000 N. King Street
    Rodney Square
    Wilmington, DE   19801
    http://www.youngconaway.com/
    Phone: 302.571.6600
    Fax: 302.571.1256

    Robert S. Brady
    Edmon L. Morton
    Robert F. Poppiti, Jr.
    Ian J. Bambrick

Counsel for the RCS Creditor Trust

  • Kramer Levin Naftalis & Frankel LLP

    1177 Avenue of the Americas
    New York, NY   10036
    https://www.kramerlevin.com/en/
    Phone: 212.715.9100

    Stephen D. Zide
    Rachael L. Ringer
    David Z. Braun

  • Ashby & Geddes, P.A.

    500 Delaware Avenue
    8th Floor
    Wilmington, DE   19801
    http://ashbygeddes.com/
    Phone: 302.654.1888

    William P. Bowden
    Benjamin W. Keenan

United States Trustee and Court Information

Official Committee of Unsecured Creditors

  • Gibson, Dunn & Crutcher LLP

    200 Park Avenue
    New York, NY   10166
    http://www.gibsondunn.com/
    Phone: 212.351.4000
    Fax: 212.351.4035

    David M. Feldman
    Matthew K. Kelsey

  • Gibson, Dunn & Crutcher LLP

    333 South Grand Avenue
    Los Angeles, CA   90071
    http://www.gibsondunn.com/
    Phone: 213.229.7000
    Fax: 213.229.7520

    Daniel B. Denny

  • Klehr Harrison Harvey Branzburg LLP

    919 N. Market St.
    Suite 1000
    Wilmington, DE   19801
    http://www.klehr.com/
    Phone: 302.426.1189
    Fax: 302.426.9193

    Richard M. Beck
    Domenic E. Pacitti
    Sally E. Veghte

Debtors

Case Number Debtor Name Petition Date
Case Number 16-10223 Debtor Name RCS Capital Corporation Petition Date January 31, 2016
Case Number 16-10224 Debtor Name American National Stock Transfer, LLC Petition Date January 31, 2016
Case Number 16-10225 Debtor Name Braves Acquisition, LLC Petition Date January 31, 2016
Case Number 16-10730 Debtor Name Cetera Advisor Networks Insurance Services, LLC Petition Date March 26, 2016
Case Number 16-10731 Debtor Name Cetera Advisors Insurance Services, Inc. Petition Date March 26, 2016
Case Number 16-10732 Debtor Name Cetera Financial Group, Inc. Petition Date March 26, 2016
Case Number 16-10733 Debtor Name Cetera Financial Holdings, Inc. Petition Date March 26, 2016
Case Number 16-10734 Debtor Name Cetera Financial Specialists Services LLC Petition Date March 26, 2016
Case Number 16-10735 Debtor Name Cetera Insurance Agency LLC Petition Date March 26, 2016
Case Number 16-10736 Debtor Name Chargers Acquisition, LLC Petition Date March 26, 2016
Case Number 16-10226 Debtor Name DirectVest, LLC Petition Date January 31, 2016
Case Number 16-10737 Debtor Name FAS Holdings, Inc. Petition Date March 26, 2016
Case Number 16-10738 Debtor Name First Allied Holdings Inc. Petition Date March 26, 2016
Case Number 16-10739 Debtor Name ICC Insurance Agency, Inc. Petition Date March 26, 2016
Case Number 16-10740 Debtor Name Investors Capital Holdings, LLC Petition Date March 26, 2016
Case Number 16-10227 Debtor Name J.P. Turner & Company Capital Management, LLC Petition Date January 31, 2016
Case Number 16-10741 Debtor Name Legend Group Holdings, LLC Petition Date March 26, 2016
Case Number 16-10228 Debtor Name RCS Advisory Services, LLC Petition Date January 31, 2016
Case Number 16-10229 Debtor Name RCS Capital Holdings, LLC Petition Date January 31, 2016
Case Number 16-10230 Debtor Name Realty Capital Securities, LLC Petition Date January 31, 2016
Case Number 16-10742 Debtor Name SBS Financial Advisors, Inc. Petition Date March 26, 2016
Case Number 16-10743 Debtor Name SBS Insurance Agency of Florida, Inc. Petition Date March 26, 2016
Case Number 16-10744 Debtor Name SBS of California Insurance Agency, Inc. Petition Date March 26, 2016
Case Number 16-10231 Debtor Name SBSI Insurance Agency of Texas, Inc. Petition Date January 31, 2016
Case Number 16-10232 Debtor Name SK Research, LLC Petition Date January 31, 2016
Case Number 16-10745 Debtor Name Summit Capital Group, Inc. Petition Date March 26, 2016
Case Number 16-10746 Debtor Name Summit Financial Services Group, Inc. Petition Date March 26, 2016
Case Number 16-10747 Debtor Name Summit Holding Group, Inc. Petition Date March 26, 2016
Case Number 16-10233 Debtor Name Trupoly, LLC Petition Date January 31, 2016
Case Number 16-10748 Debtor Name VSR Group, LLC Petition Date March 26, 2016
Case Number 16-10234 Debtor Name We R Crowdfunding, LLC Petition Date January 31, 2016